Securities/Commodities Industry Regulatory Defense
Our experience with federal and state securities laws makes us a great choice for representing individuals and entities in securities regulatory enforcement actions initiated by the SEC, CFTC and state securities regulators.
Our clients can depend on our experienced and intelligent lawyers to be efficient, approachable and responsive. This approach appeals to clients faced with issues that require a personal and professional attorney client relationship; intelligent attorneys who can understand complex problems; and provide efficient an cost effective solutions.
Wall Street Investment Fraud Lawyer Blog - SEC Press Releases
- Rhea Dignam Named As Head of SEC's Atlanta Regional Office According to an article in today's Atlanta Journal Constitution, Rhea Dignam was named the regional chief for the Securities Exchange Commission. Ms. ....
- Michigan Stock Broker Charged By SEC For Ponzi Scheme The Securities and Exchange Commission (SEC) has charged Frank Bluestein, of Detroit, Michigan, with fraud, alleging that he scammed many elderly ....
- Provident Royalties, LLC Alleged To Have Made Fraudulent Securities Offerings It is alleged by the Securities and Exchange Commission (SEC) that Provident Royalties, LLC, a Dallas, Texas based company owned and controlled by ....