Securities/Commodities Industry Regulatory Defense
Our experience with federal and state securities laws makes us a great choice for representing individuals and entities in securities regulatory enforcement actions initiated by the SEC, CFTC and state securities regulators.
Our clients can depend on our experienced and intelligent lawyers to be efficient, approachable and responsive. This approach appeals to clients faced with issues that require a personal and professional attorney client relationship; intelligent attorneys who can understand complex problems; and provide efficient an cost effective solutions.
Wall Street Investment Fraud Lawyer Blog - SEC Press Releases
- Georgia Hedge Fund Managers Charged with Fraud and Theft The Securities and Exchange Commission (SEC) has issued a press release stating that the SEC has charged Paul T. Mannion, Jr., of Norcross, Georgia, ....
- SEC Charges Former State Street Employees For Misleading Investors In Limited Duration Bond Fund On September 30th, the SEC announced that it charged two former State Street Bank and Trust Company employees, John P. Flannery and James H. Hopkins, ....
- Rhea Dignam Named As Head of SEC's Atlanta Regional Office According to an article in today's Atlanta Journal Constitution, Rhea Dignam was named the regional chief for the Securities Exchange Commission. Ms. ....